[Code of Federal Regulations]
[Title 28, Volume 2]
[Revised as of July 1, 2006]
From the U.S. Government Printing Office via GPO Access
[CITE: 28CFR77.2]
 
[Page 339-340]
 
 TITLE 28--JUDICIAL ADMINISTRATION
 
 CHAPTER I--DEPARTMENT OF JUSTICE (CONTINUED)
 
PART 77_ETHICAL STANDARDS FOR ATTORNEYS FOR THE GOVERNMENT--Table of
Contents
 
Sec. 77.2 Definitions.
 
 As used in this part, the following terms shall have the following
meanings, unless the context indicates otherwise:
 
 (a) The phrase attorney for the government means the Attorney
General; the Deputy Attorney General; the Solicitor General; the
Assistant Attorneys General for, and any attorney employed in, the
Antitrust Division, Civil Division, Civil Rights Division, Criminal
Division, Environment and Natural Resources Division, and Tax Division;
the Chief Counsel for the DEA and any attorney employed in that office;
the Chief Counsel for ATF and any attorney employed in that office; the
General Counsel of the FBI and any attorney employed in that office or
in the (Office of General Counsel) of the FBI; any attorney employed in,
or head of, any other legal office in a Department of Justice agency;
any United States Attorney; any Assistant United States Attorney; any
Special Assistant to the Attorney General or Special Attorney duly
appointed pursuant to 28 U.S.C. 515; any Special Assistant United States
Attorney duly appointed pursuant to 28 U.S.C. 543 who is authorized to
conduct criminal or civil law enforcement investigations or proceedings
on behalf of the United States; and any other attorney employed by the
Department of Justice who is authorized to conduct criminal or civil law
enforcement proceedings on behalf of the United States. The phrase
attorney for the government also includes any independent counsel, or
employee of such counsel, appointed under chapter 40 of title 28, United
States Code. The phrase attorney for the government does not include
attorneys employed as investigators or other law enforcement agents by
the Department of Justice who are not authorized to represent the United
States in criminal or civil law enforcement litigation or to supervise
such proceedings.
 
 (b) The term case means any proceeding over which a state or federal
court has jurisdiction, including criminal prosecutions and civil
actions. This term also includes grand jury investigations and related
proceedings (such as motions to quash grand jury subpoenas and motions
to compel testimony), applications for search warrants, and applications
for electronic surveillance.
 
 (c) The phrase civil law enforcement investigation means an
investigation of possible civil violations of, or claims under, federal
law that may form the basis for a civil law enforcement proceeding.
 
 (d) The phrase civil law enforcement proceeding means a civil action
or proceeding before any court or other tribunal brought by the
Department of Justice under the authority of the United States to
enforce federal laws or regulations, and includes proceedings related to
the enforcement of an administrative subpoena or summons or civil
investigative demand.
 
 (e) The terms conduct and activity means any act performed by a
Department attorney that implicates a rule governing attorneys, as that
term is defined in paragraph (h) of this section.
 
 (f) The phrase Department attorney[s] is synonymous with the phrase
``attorney[s] for the government'' as defined in this section.
 
 (g) The term person means any individual or organization.
 
 (h) The phrase state laws and rules and local federal court rules
governing attorneys means rules enacted or adopted by any State or
Territory of the United States or the District of Columbia or by any
federal court, that prescribe ethical conduct for attorneys and that
would subject an attorney, whether or not a Department attorney, to
professional discipline, such as a code of professional responsibility.
The phrase does not include:
 
 (1) Any statute, rule, or regulation which does not govern ethical
conduct, such as rules of procedure, evidence, or substantive law,
whether or not such rule is included in a code of professional
responsibility for attorneys;
 
 (2) Any statute, rule, or regulation that purports to govern the
conduct of any class of persons other than attorneys, such as rules that
govern the conduct of all litigants and judges, as well as attorneys; or
 
 (3) A statute, rule, or regulation requiring licensure or membership
in a particular state bar.
 
 (i) The phrase state of licensure means the District of Columbia or
any State or Territory where a Department attorney is duly licensed and
authorized to practice as an attorney. This term shall be construed in the
same manner as it has been construed pursuant to the provisions of Pub. L.
96-132, 93 Stat. 1040, 1044 (1979), and Sec. 102 of the Departments of
Commerce, Justice and State, the Judiciary, and Related Agency
Appropriations Act, 1999, Pub. L. 105-277.
 
 (j)(1) The phrase where such attorney engages in that attorney's
duties identifies which rules of ethical conduct a Department attorney
should comply with, and means, with respect to particular conduct:
 
 (i) If there is a case pending, the rules of ethical conduct adopted
by the local federal court or state court before which the case is
pending; or
 
 (ii) If there is no case pending, the rules of ethical conduct that
would be applied by the attorney's state of licensure.
 
 (2) A Department attorney does not “engage[] in that attorney's
duties” in any states in which the attorney's conduct is not
substantial and continuous, such as a jurisdiction in which an attorney
takes a deposition (related to a case pending in another court) or
directs a contact to be made by an investigative agent, or responds to
an inquiry by an investigative agent. Nor does the phrase include any
jurisdiction that would not ordinarily apply its rules of ethical
conduct to particular conduct or activity by the attorney.
 
 (k) The phrase to the same extent and in the same manner as other
attorneys means that Department attorneys shall only be subject to laws
and rules of ethical conduct governing attorneys in the same manner as
such rules apply to non-Department attorneys. The phrase does not,
however, purport to eliminate or otherwise alter state or federal laws
and rules and federal court rules that expressly exclude some or all
government attorneys from particular limitations or prohibitions.
 
 
[Order No. 2216-99, 64 FR 19275, Apr. 20, 1999, as amended by Order No.
2650-2003, 68 FR 4929, Jan. 31, 2003